Operational Compliance Officer

At Kaiser Partner, we encourage new thinking so that wealth can navigate successfully on the right side of global change. It is important to us that you share your knowledge, experience and talents in order to provide our clients with comprehensive advice, thus preserving their assets for the long term and creating new ones.

Do you want to set new standards in the financial industry together with us and actively help shape their future? We look forward to receiving your application.

Description

• Providing operational support to front-office departments (Private Banking, Banking for Professionals) for specific compliance-related business transactions
• Conducting and compiling compliance-related research (World-Check and adverse media searches)
• Substantive and formal preliminary review as well as quality assurance of client documentation within the framework of defined compliance processes
• Processing and coordination of correspondent bank inquiries
• Monitoring and clarification of payment transactions in close cooperation with front-office and compliance
• Support in the creation, revision, and quality assurance of business profiles
• Collaboration on management proposals related to compliance
• Handling additional operational compliance interface issues between Compliance and Front Office
• Ensuring consistent, high-quality handling of recurring compliance issues
• Close collaboration with Relationship Managers, assistants, and the Client Compliance Team
• Building, maintaining, and consolidating expertise across Compliance, Private Banking, and Banking for Professionals

Requirements

• Bachelor’s or Master’s degree in a relevant field or equivalent education (business administration, law, banking/finance)
• Several years of professional experience in compliance, the front office, or a comparable cross-functional role in the banking sector
• Excellent understanding of banking processes, regulatory requirements, and client structures
• Experience in payment transactions and dealing with correspondent banks is a plus
• High reliability, integrity, and a strong sense of responsibility, as well as a structured, independent, and precise approach to work
• Strong communication skills and a high level of service orientation toward front-office departments
• Ability to handle complex issues in a pragmatic, solution-oriented, and implementation-focused manner
• Excellent German and English skills; any additional foreign languages are a plus